Enhancing Investigations and Enforcement Outcomes

Regulatory bodies are responsible to manage various investigations and work within a resource-constrained environment. Despite this, regulators are being asked to do what they do in the promptest manner. Knowing what investigations to prioritise and what enforcement actions to take is not easy. There is a constant challenge to juggle these priorities and manoeuvre legal roadblocks. This process if done poorly, can hinder outcomes and broader impacts on the regulated community. Therefore, it is critical to remain proactive and vigilant in a rapidly evolving environment.

The Enhancing Investigations & Enforcement Outcomes Virtual Masterclass will explore best practices around investigations, tackle these issues head on, adopting innovative methods to strengthen investigations, making them them more efficient and effective, as well as demonstrating the different enforcement actions that can lead to the best outcomes.