Implementing your Compliance Programme with Rosewill Consulting and TeamsPlus
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Event description
RegTechNZ webinar: Implementing your compliance programme
Know what you need to do for the new regime and avoid compliance breaches!
Join us online for valuable insights into implementing a compliance programme that can lead to better decision making, more efficient processes and better outcomes for clients.
Focus on delivering quality advice by knowing how to leverage technology to streamline compliance processes, reduce errors and increase accuracy. Also take the opportunity to demonstrate a commitment to ethical business practices, develop greater trust and enhance your firm’s reputation.
This webinar is ideal for all Financial Advice Provider (FAP) licensees and includes:
- an overview of the new regulatory regime
- compliance requirements for FAP licensees
- best practices for implementing an effective compliance programme
- the role of technology in compliance management
case studies and practical tips